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<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="en"><front><journal-meta><journal-id journal-id-type="publisher-id">btps</journal-id><journal-title-group><journal-title xml:lang="en">Safety of Technogenic and Natural Systems</journal-title><trans-title-group xml:lang="ru"><trans-title>Безопасность техногенных и природных систем</trans-title></trans-title-group></journal-title-group><issn pub-type="epub">2541-9129</issn><publisher><publisher-name>Don State Technical University</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.23947/2541-9129-2023-1-56-69</article-id><article-id custom-type="elpub" pub-id-type="custom">btps-213</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>MACHINE BUILDING</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>МАШИНОСТРОЕНИЕ</subject></subj-group></article-categories><title-group><article-title>Integral Risk Assessment in Steel Ropes Diagnostics Using Computer Vision</article-title><trans-title-group xml:lang="ru"><trans-title>Интегральная оценка риска при диагностике стальных канатов с использованием компьютерного зрения</trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0001-7211-1824</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Панфилов</surname><given-names>А. В.</given-names></name><name name-style="western" xml:lang="en"><surname>Panfilov</surname><given-names>A. V.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Алексей Викторович Панфилов, доцент кафедры, кандидат технических наук, доцент</p><p>кафедра «Эксплуатация транспортных систем и логистика»</p><p>344003</p><p>пл. Гагарина, 1</p><p>Ростов-на-Дону</p><p>ScopusID</p></bio><bio xml:lang="en"><p>Aleksey V. Panfilov</p><p>1, Gagarin Sq.</p><p>Rostov-on-Don</p></bio><email xlink:type="simple">panfilov@ikcmvsl.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-2087-0233</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Николаев</surname><given-names>Н. Н.</given-names></name><name name-style="western" xml:lang="en"><surname>Nikolaev</surname><given-names>N. N.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Николай Николаевич Николаев, доцент кафедры, кандидат технических наук, доцент</p><p>кафедра «Эксплуатация транспортных систем и логистика»</p><p>344003</p><p>пл. Гагарина, 1</p><p>Ростов-на-Дону</p><p>ResearcherID</p><p>ScopusID</p></bio><bio xml:lang="en"><p>Nikolay N. Nikolaev</p><p>1, Gagarin Sq.</p><p>Rostov-on-Don</p></bio><email xlink:type="simple">nnneks@yandex.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-2179-616X</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Юсупов</surname><given-names>А. Р.</given-names></name><name name-style="western" xml:lang="en"><surname>Yusupov</surname><given-names>A. R.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Александр Рашидович Юсупов, старший преподаватель</p><p>кафедра «Робототехника и мехатроника»</p><p>344003</p><p>пл. Гагарина, 1</p><p>Ростов-на-Дону</p></bio><bio xml:lang="en"><p>Aleksandr R. Yusupov</p><p>1, Gagarin Sq.</p><p>Rostov-on-Don</p></bio><email xlink:type="simple">temple_black@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0001-9446-4911</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Короткий</surname><given-names>А. А.</given-names></name><name name-style="western" xml:lang="en"><surname>Korotkiy</surname><given-names>A. A.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Анатолий Аркадьевич Короткий, заведующий кафедрой, доктор технических наук, профессор</p><p>кафедра «Эксплуатация транспортных систем и логистика»</p><p>344000</p><p>пл. Гагарина, 1</p><p>Ростов-на-Дону</p><p>ScopusID</p></bio><bio xml:lang="en"><p>Anatoliy A. Korotkiy</p><p>1, Gagarin Sq.</p><p>Rostov-on-Don</p></bio><email xlink:type="simple">korot@novoch.ru</email><xref ref-type="aff" rid="aff-1"/></contrib></contrib-group><aff-alternatives id="aff-1"><aff xml:lang="ru"><institution>Донской государственный технический университет</institution><country>Россия</country></aff><aff xml:lang="en"><institution>Don State Technical University</institution><country>Russian Federation</country></aff></aff-alternatives><pub-date pub-type="collection"><year>2023</year></pub-date><pub-date pub-type="epub"><day>10</day><month>03</month><year>2023</year></pub-date><volume>0</volume><issue>1</issue><fpage>56</fpage><lpage>69</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Panfilov A.V., Nikolaev N.N., Yusupov A.R., Korotkiy A.A., 2023</copyright-statement><copyright-year>2023</copyright-year><copyright-holder xml:lang="ru">Панфилов А.В., Николаев Н.Н., Юсупов А.Р., Короткий А.А.</copyright-holder><copyright-holder xml:lang="en">Panfilov A.V., Nikolaev N.N., Yusupov A.R., Korotkiy A.A.</copyright-holder><license license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://www.bps-journal.ru/jour/article/view/213">https://www.bps-journal.ru/jour/article/view/213</self-uri><abstract><p>   Introduction. Currently, the technical condition of ropes of cable-working machines is evaluated periodically according to regulatory documentation. At the same time, methods of visual and instrumental control are used, which depend on the skills and physical capabilities (vision) of the personnel performing the work. There is no unified system of continuous assessment of the technical condition based on a set of factors that does not depend on the human factor. As a result, emergencies occur even when all routine maintenance is carried out on time. To correct this situation, it is proposed to use a computer vision system and neural networks, which allows determining its suitability for further operation by risk levels based on the totality of detected and identified defects, with the interpretation of their results in the color scheme: green — acceptable, yellow — increased, red — high.</p><p>   The work objective is to propose an integral method for risk assessment of operating machines with rope traction when defects and their combinations are detected in a steel rope using computer vision while excluding the influence of the human factor.   Materials and Methods. Training of the neural network was carried out on the basis of statistical data of defects obtained from the results of technical inspections of machines with rope traction, on sections of the rope, multiples of its six and thirty nominal diameters according to GOST 33 718. Indexing of risks in the color scheme was carried out according to GOST 55 234.3 to develop a strategy for steel ropes maintenance. A certificate of registration of a computer program was obtained for the neural network program code. The neural network processes visual and measurement control data based on computer vision.   Results. An integrated risk assessment system has been created for the diagnosis of steel ropes using computer vision, which allows you to detect defects in steel ropes timely, assess the existing risk of further operation and give recommendations to specialists of operating organizations in real time. This will dramatically reduce the risk of accidents, injury and death of people at facilities using steel ropes.   Discussion and Conclusion. The proposed integrated risk assessment system can be applied in any facility that uses rope traction. These are elevators for various purposes, funiculars, cable cars, cranes and many other machines. It should be noted that the estimated commercial cost of the system is low; therefore, the system is available to a wide range of consumers.</p></abstract><trans-abstract xml:lang="ru"><p>   Введение. В настоящее время техническое состояние канатов машин на канатной тяге оценивается периодически согласно нормативной документации. При этом применяются методы визуально-инструментального контроля, которые зависят от навыков и физических возможностей (зрения) персонала, выполняющего работы. Единая система непрерывной оценки технического состояния по совокупности факторов, не зависящая от человеческого фактора, отсутствует. В результате возникают аварийные ситуации даже при выполнении всех регламентных работ в срок. Для исправления этой ситуации предлагается использование системы компьютерного зрения и нейронных сетей, позволяющей по совокупности обнаруженных и идентифицированных дефектов определять его пригодность к дальнейшей эксплуатации по уровням риска с интерпретацией их результатов в цветовую гамму: зеленый — приемлемый, желтый — повышенный, красный — высокий.</p><p>   Цель работы — предложить интегральный метод оценки риска эксплуатации машин с канатной тягой при обнаружении дефектов и их сочетаний в стальном канате с использованием компьютерного зрения при исключении влияния человеческого фактора.   Материалы и методы. Обучение нейронной сети производилось на основе статистических данных дефектов, полученных по результатам технических освидетельствований машин с канатной тягой, на участках каната, кратных его шести и тридцати номинальным диаметрам по ГОСТ 33 718. Индексация рисков в цветовую гамму осуществлялась по ГОСТ 55 234.3 для выработки стратегии технического обслуживания стальных канатов. На программный код нейронной сети получено свидетельство о регистрации программы для ЭВМ. Нейронная сеть обрабатывает данные визуально-измерительного контроля на основе компьютерного зрения.   Результаты исследования. Создана система интегральной оценки риска при диагностике стальных канатов с использованием компьютерного зрения, позволяющая своевременно обнаруживать дефекты стальных канатов, оценивать существующий риск дальнейшей эксплуатации и давать рекомендации специалистам эксплуатирующих организаций в режиме реального времени. Это позволит резко снизить риск аварий, травмирования и гибели людей на объектах, использующих стальные канаты.   Обсуждение и заключения. Предлагаемая система интегральной оценки риска может быть применена в любом объекте с применением канатной тяги. Это лифты различного назначения, фуникулеры, канатные дороги, краны и многие другие машины. Следует отметить, что предполагаемая коммерческая стоимость системы является невысокой, следовательно, система доступна широкому кругу потребителей.</p></trans-abstract><kwd-group xml:lang="ru"><kwd>интегральная система</kwd><kwd>оценка риска</kwd><kwd>стальной канат</kwd><kwd>компьютерное зрение</kwd><kwd>нейронная сеть</kwd><kwd>рекомендательная система</kwd></kwd-group><kwd-group xml:lang="en"><kwd>integrated system</kwd><kwd>risk assessment</kwd><kwd>steel rope</kwd><kwd>computer vision</kwd><kwd>neural network</kwd><kwd>recommendation system</kwd></kwd-group><funding-group><funding-statement xml:lang="ru">Авторы выражают признательность коллегам из ДГТУ за помощь в разработке системы; благодарность Фонду содействия инновациям за финансовую поддержку исследования.</funding-statement><funding-statement xml:lang="en">The authors would like to thank their colleagues from DSTU for their help in developing the system and to express gratitude to the Innovation Promotion Fund for financial support of the research.</funding-statement></funding-group></article-meta></front><body><p>Introduction. Timely assessment of technical condition of facilities directly responsible for safety of various technological operations is the most important task. This will reduce or eliminate emergencies with injury, loss of life and damage to material objects [1, 2]. Such critically important technical facilities from the point of view of risk assessment include: elevators (passenger, hospital and cargo); cable cars (passenger and cargo); mine hoisting installations; oil and gas drilling rigs; lifting cranes; hoists; ship lifting devices; skip hoists; rope mechanisms of offshore platforms; mechanisms on offshore pipelayers and others.</p><p>To carry out continuous monitoring of the parameters of steel ropes technical condition, a recommendation system of integrated risk assessment of the continuation of steel ropes work in mechanisms with the use and interpretation of computer vision system data has been developed.</p><p>The urgency of the problem is confirmed by the available statistics of accidents at facilities using cable traction, which occur despite the existing system of periodic inspections and flaw detection of steel ropes [3–5].</p><p>The work objective is to propose an integral method of risk assessment of operating machines with cable traction when defects are detected in a steel rope and combined with the use of computer vision during routine maintenance.</p><p>Tasks to be solved to achieve this goal in the course of this study:</p><p>The starting point for the creation of the product was the emerging problems with elevators (and other cable cars) and the possibility of using video information analytics, which is based on deep learning algorithms for pattern recognition. This will significantly increase the objectivity of the information received about the parameters of technical condition of the steel rope, balancing devices, fastenings of the ends of the seals and ensure the level of safety of the operation of machines on cable traction, while eliminating the human factor [6, 7].</p><p>Materials and Methods. Steel ropes are subjected to daily, periodic and special inspections in all types of lifting structures. Operating instructions is the document used by the personnel during repair and maintenance work. In its absence, it is necessary to use Safety Rules or GOST standards.</p><p>Elevator electricians, crane operators, machinists, mechanicians, electricians and other categories of service personnel carry out visual inspections of steel ropes periodically or immediately before starting work. Inspections are carried out in the following order:</p><p>The operator (driver) of the lifting structure has a log in which the results of inspections are recorded.</p><p>The frequency of flaw detection of steel ropes for specific lifting structures and their frequency are shown in Table 1.</p><p>Table 1</p><p>Frequency of inspections and flaw detection of steel ropes1</p><p>Rules1 require periodic (in some cases, daily) visual and dimensional examination (VDE) of steel ropes with the detection of external defects, information about which is entered in the inspection log.</p><p>Defects in steel ropes arise as a result of:</p><p>It can be stated that their defects in steel ropes are an "indicator" of technical condition of all mechanical equipment of the lifting structure, namely: wear of the pulley groove; rope slipping on the pulley, including as a result of excessive lubrication; misalignment of the winch attachment; backlash in the elements of the transmission mechanisms of the drive, etc. [8-12]. Possible malfunctions of the mechanical parts of the elevator, depending on the defective indicators, are presented in Table 2.</p><p>The VDE method is proposed2, which makes it possible to carry out an integral assessment of the technical condition of a steel rope, implemented in the form of a software and hardware complex, which is a computational recommendation system for decision-making for service personnel when they perform maintenance work on machines with cable traction. This allows you to get the necessary safety level, while eliminating the subjectivity of the human factor, namely, physiological limitations associated with vision.</p><p>The proposed method provides for the creation, development and implementation of artificial intelligence, namely, a set of technological solutions that allow simulating human cognitive functions (vision and self-learning), including the search for solutions to identify the discovered defects in steel ropes with the results of human intellectual activity.</p><p>Table 2</p><p>Possible malfunctions of the elevator mechanical equipment depending on defects types</p><p>Artificial intelligence technologies, in accordance with "National Strategy ..."3 (subparagraph "a" of paragraph 5), include technologies based on the use of computer vision and intellectual decision support.</p><p>Artificial intelligence should be understood as a set of technological solutions that allows you to simulate human cognitive functions (including self-learning and finding solutions without a predetermined algorithm) and perform specific tasks with results comparable to or superior to the results of human intellectual activity.</p><p>The claimed method includes a set of technological solutions consisting of computer vision, information and communication infrastructure, software (including the implementation of machine learning methods), processes and services for data processing and solution search.</p><p>For an integral assessment of the steel rope technical condition, an intelligent decision support system (IDSS) using artificial intelligence (AI) methods was used (Fig. 1, 2).</p><p>Fig. 1. Functional diagram of the method of visual and dimensional examination of a steel rope (Authors’ figure)</p><p>An intelligent decision support system replaces a human consultant. It provides support to decision makers by collecting and analyzing factual data on detected defects, provides suggestions of possible options for action and their assessment. The purpose of artificial intelligence methods embedded in an intelligent decision support system is to allow a computer to perform these tasks, mimicking human capabilities as much as possible.</p><p>The proposed IDSS implementation is based on expert systems that encode knowledge and simulate cognitive behavior of human experts using predicate logic rules.</p><p>An expert system is a computer system that simulates the ability of a human expert to make decisions. Expert systems are designed to solve complex problems by reasoning with the help of a body of knowledge, presented mainly in the form of "if-then" rules, and not with the help of ordinary procedural code. The expert system is divided into two subsystems — the output mechanism and the inference mechanisms. The knowledge base represents facts and rules. The inference mechanisms apply rules to known facts to infer new facts. Inference mechanisms may also include explanation and debugging capabilities.</p><p>Fig. 2. Detection of defects by means of computer vision:</p><p>a — determination of external wires wear; b — wire breakage;</p><p>c — temperature effect; d — local decrease/increase in diameter</p><p>(Authors’ figure)</p><p>The created method makes it possible to automate processes when assessing the safety of using steel rope on cable traction machines. This makes it possible to provide users (staff) with a visual recommendation system for decision-making in the form of a web application that is not influenced by the human factor. This ensures increased security and reduced costs. This method automates and combines two control methods: visual and instrumental [14-16].</p><p>An expert system for risk assessment can be implemented based on well-known methods, such as[1]: Delphi method; failure mode and effects analysis (FMEA); failure mode effects and criticality analysis (FMECA); reliability-centered maintenance (RCM); risk indices; scenario analysis; structured method "What if?" (SWIFT); fuzzy logic methods, etc.</p><p>Regardless of the methodology used, risk assessment is carried out using a risk assessment matrix or a similar tool (for example, see GOST R 58 7714 or GOST R 55 234.34, or GOST 12.0.230.55).</p><p>The axes of the matrix can be both the probability and consequences of risk, as well as any other technical parameters of mechanical equipment that characterize their importance or criticality.</p><p>According to the results of such an assessment, risk is usually assigned one of three levels — high (red), medium (yellow) or low (green).</p><p>It is possible to increase the number of levels. The names of the colors are given as part of the most common scheme.</p><p>Standardization recommendations6 also provide for the use of a color scheme in risk assessment.</p><p>To assess risk levels and develop maintenance and culling strategies based on a recommendation decision-making system, we apply the RIMAP approach — procedures for monitoring technical condition and maintenance based on a risk-oriented approach (recommended by GOST 55 234.35). The approach allows us to successfully combine all known methods of risk assessment and decision-making.</p><p>The application of the RIMAP approach solves the following tasks:</p><p>The main danger for rope systems is the risk of rope breakage, as well as the destruction of the sealing points of the rope ends.</p><p>Table 3 shows the rejection rates of steel ropes and the mechanisms of damage development.</p><p>Next, you need to determine the probability of failure. This requires initial data on various defects listed in Tables 2 and 3.</p><p>Table 3</p><p>Rejection indicators of steel ropes and mechanisms of damage development</p><p>To obtain a reliable sample of data based on the available rope defect results, the Monte Carlo method was used, with the help of which a sample of 1000 rope sections was generated, multiples of its 6 nominal diameters, allowing considering all combinations and variations of defects. The estimation of the total probability of failure for the sample was carried out in accordance with the algorithm shown in Figure 3. The resulting sample was used to train a neural network in order to implement the risk indexing method of the RIMAP approach.</p><p>Since the output data is discrete, the neural network must solve the classification problem. A multilayer perceptron is selected as the type of neural network.</p><p>Fig. 3. Algorithm for estimating the total damage to the rope section (Authors’ figure)</p><p> </p><p>During the training, 20 neural networks were obtained, from which the top five were automatically selected (Fig. 4).</p><p>Among the neural networks obtained, the MLP 11-9-3 network can be distinguished, which has the best performance on the test sample of 96 %, and on the training and control samples — 98 %.</p><p>Fig. 4. The best neural networks out of 20 trained ones (Authors’ figure)</p><p>These are the best indicators, therefore, for further work in the intelligent decision support system, we will use the specified neural network. This neural network has 11 neurons in the input layer (according to the number of defects at the input), 9 neurons in the hidden layer, as well as 3 neurons in the output layer (according to the number of possible risk assessments of further operation of the steel rope). A logistic function is used as the activation function of the neurons of the hidden layer, and a tangential function is used for the output layer.</p><p>Analysis of the sensitivity of the MLP 11-9-3 neural network to changes in influencing wear indicators showed that changes in the indicators J (elongation), I (torsion), E (local decrease in rope diameter) and G (waviness) have the greatest impact (Fig. 5).</p><p>Fig. 5. Sensitivity analysis of the MLP 11-9-3 neural network (Authors’ figure)</p><p>A certificate of registration of a computer program was obtained for the neural network program code7.</p><p>Results. An integrated risk assessment system has been created for the diagnosis of steel ropes using computer vision, which allows detecting defects in steel ropes in a timely manner, assessing the existing risk of further operation and giving recommendations to specialists of operating organizations in real time. This will dramatically reduce the risk of accidents, injury and death of people at facilities using steel ropes.</p><p>This system is the core of the product — a software and hardware complex (PAC) (Fig. 6) automating the processes of assessing the safety of using steel ropes, defects in balancing devices and places of sealing their ends on machines using cable traction, which is a visual recommendation system for decision-making for specialists. At the same time, the human factor is eliminated, which ensures increased safety and reduced costs.</p><p>The main functional purpose of PAC is the automatic detection of defects in steel ropes, balancing devices and fasteners of the ends of rope seals by special optical means (photo and video fixation), followed by processing of the received digital information by photo and video analytics based on machine learning, including an integral assessment of suitability for further operation by risk analysis methods, which is translated into the risk assessment color scheme on users' mobile devices.</p><p>Fig. 6. PAC functional scheme (Authors’ figure)</p><p>Discussion and Conclusion. Integral risk assessment in the diagnosis of steel ropes using computer vision, taking into account its advantages over the traditional visual and instrumental control system will be in demand by the industry of cable traction machines. This market is the target for the use of the product created by the authors. For example, the number of passenger elevators in operation on the territory of the Russian Federation is 450 thousand units. More than 50 thousand organizations are engaged in elevator maintenance. Each elevator requires a hardware part of the complex, i.e. the volume of the consumer market is 450 thousand pcs. The software part is necessary for each service organization, i.e. 50 thousand licenses. The mobile application is necessary for the specialists of each service organization, which must have at least three specialists, i.e. 150 thousand licenses. Taking into account the technological and economic advantages (the price is about 55 thousand rubles), the developed system will take a strong position in the industry of cable cars.</p><p> </p><p>1Ob organizatsii bezopasnogo ispol'zovaniya i soderzhaniya liftov, pod"emnykh platform dlya invalidov, passazhirskikh konveierov (dvizhushchikhsya peshekhodnykh dorozhek), eskalatorov, za isklyucheniem eskalatorov v metropolitenakh. Government of the Russian Federation. Electronic fund of legal and regulatory documents. Available from: <ext-link xlink:href="https://docs.cntd.ru/document/436745439?section=text" ext-link-type="uri">https://docs.cntd.ru/document/436745439?section=text</ext-link> (accessed 23.01.2023). (In Russ.).</p><p>2Korotkiy A. A. et al. Sposob vizual'no-izmeritel'nogo kontrolya stal'nogo kanata. Patent 2775348, Russian Federation, D07B 1/00; B66B 7/1215; G05B 99/00. No. 2021107842, 2022. 16 p. 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